Tax Exemption Scheme

Instruction manual for Tax Exemption

When acquiring the status of a qualified account management institution

  • Who submits
    Specified account management institutions or specified indirect account management institutions that acquire the status of a qualified account management institution
  • Document to submit
    Application Form for Qualified Account Management Institution
  • When to submit
    At any time
  • Where to submit
    Japan Securities Depository Center, Inc.
  • Form Completion Guide

    • Sections to be completed by the person acquiring the status of qualified account management institution

      ①Date of submission

      ②Name of corporation

      ②'Name of corporation in Japanese kana

      ③Name of president of the corporation

      ④Name of contact person

      ⑤Section of contact person

      ⑥Telephone number of contact person

      ⑦Place of corporation's head or main office

      ⑧Names and addresses of branches or offices
      → If the applicant attaches separate sheets, check box ⑧'

      ⑨Date signed
      → When using seal, it is required that the seal is legally registered.
      → When writing name of representative, it is required that the name written is legally registered as representative.

      ⑩Signature of applicant

      ⑪If the applicant does not desire an announcement after approval as a qualified account management institution, check the box.

    • Section to be completed by the Japan Securities Depository Center, Inc.

      • Certification that the applicant is a specified account management institution or specified indirect account management institution
Attachment 5

Click on the image to open an enlarged version

SAMPLE

Click on the image to open an enlarged version

SAMPLE

* This form was created by the Japan Securities Dealers Association.
* These examples of completed forms are merely meant as illustrations. Please consult your financial institution for full details on how to complete the form.

SAMPLE

SAMPLE