When acquiring the status of a qualified account management institution
- Who submits
Specified account management institutions or specified indirect account management institutions that acquire the status of a qualified account management institution - Document to submit
Application Form for Qualified Account Management Institution - When to submit
At any time - Where to submit
Japan Securities Depository Center, Inc. -
Form Completion Guide
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Sections to be completed by the person acquiring the status of qualified account management institution
①Date of submission
②Name of corporation
②'Name of corporation in Japanese kana
③Name of president of the corporation
④Name of contact person
⑤Section of contact person
⑥Telephone number of contact person
⑦Place of corporation's head or main office
⑧Names and addresses of branches or offices
→ If the applicant attaches separate sheets, check box ⑧'⑨Date signed
→ When using seal, it is required that the seal is legally registered.
→ When writing name of representative, it is required that the name written is legally registered as representative.⑩Signature of applicant
⑪If the applicant does not desire an announcement after approval as a qualified account management institution, check the box.
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Section to be completed by the Japan Securities Depository Center, Inc.
- Certification that the applicant is a specified account management institution or specified indirect account management institution
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- Attachment 5
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ENLARGE
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ENLARGE
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* This form was created by the Japan Securities Dealers Association.
* These examples of completed forms are merely meant as illustrations. Please consult your financial institution for full details on how to complete the form.
